07.06.2023 12:02

On the introduction of a marketing period related to the forms of tax identification and tax disclosure for clearing members on the Kazakhstan market

Hereby CC "SPB Clearing" (JSC) informs that for the purpose of Kazakhstan market development CC "SPB Clearing" (JSC) has decided to establish a marketing period in respect of each new Clearing Members on the Kazakhstan market from 07 June 2023 for the next two months from the date of connection, during which no fee is charged for the provision of the following services:

  • receipt from the Clearing Member and transfer to Public Joint Stock Company SPB Bank having the status of a Qualified Intermediary within the framework of payment to non-residents of the US of incomes on foreign securities regulated by Chapter 3 and Chapter 4 of the US Tax Code (US Issuer Securities) of tax identification forms, that fail to comply with the established requirements for automated form processing, submitted regarding natural persons being tax residents of jurisdictions other than the US (W8BEN);
  • receipt from the Clearing Member and transfer to Public Joint Stock Company SPB Bank having the status of a Qualified Intermediary within the framework of payment to non-residents of the US of incomes on US Issuer Securities of tax identification forms, submitted regarding legal entities and natural persons, except for natural persons indicated in in the previous paragraph (W8BEN, W8BEN-E, W8EXP,W8ECI, W9, W8IMY);
  • receipt from the Clearing Member and/ or transfer to Public Joint Stock Company SPB Bank having the status of a Qualified Intermediary within the framework of payment to non-residents of the US of incomes on US Issuer Securities of information on Beneficiaries and Intermediaries provided in the form coordinated with Clearing Members (tax disclosure form). 


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