Documents for Opening a Securities Sub-account with the Settlement Depository

For the purpose of making settlements on securities in the course of performing obligations under transactions concluded under International Trading System Limited trades, Clearing Members must open a securities sub-account/sub-accounts under the clearing securities account of CC "SPB Clearing" (JSC) with the Settlement Depository, PJSC "SPB Bank".

A securities sub-account can be opened:

• For Clearing Members: owner securities sub-account, nominee securities sub-account, trustee securities sub-account;
• For depositories of clearing members (entities which under their personal law are entitled to record and hold customer assets): nominee securities account; for customers of clearing members: owner securities account, trustee securities account

The following set of documents must be submitted in order to open a securities sub-account:

• [16.11.2023 18:06] Documents required to open a securities account (a securities sub-account is opened without concluding a depository agreement with the sub-account holder);
• Statement of Adherence to the Terms and Conditions of Depository Activities of PJSC "SPB Bank" and Opening of Securities Sub-accounts (when opening a securities sub-account for a depository of a clearing member, the application is to be submitted in duplicate).