Registration as a Clearing Member

To become a clearing member it is necessary to:

Submit the following set of documents:

• Clearing Services Agreement
• Customer Questionnaire (file) for Legal Entities and Foreign Entities Without Legal Personality
• [07.06.2023 8:30] FATCA Questionnaire of Legal Entity (including Financial Market Organizations)
• [07.06.2023 8:30] FATCA Questionnaire form for Individuals (including professionals in private practice) and individual entrepreneurs
• [16.11.2023 18:06] List of Constituent and Other Documents
• Consent to the processing of the personal data of the person signing the questionnaire on behalf of the Applicant and/or the Clearing Services Agreement and/or the Data Sheet for Legal Entities on behalf of the Applicant by proxy
• Application for Registration as a Clearing Member
• Questionnaire for Representatives of Customers that are Legal Entities or Foreign Entities Without Legal Personality
• Questionnaire for Representatives of Customers who are Individuals
• [07.06.2023 8:30] Tax Residence Status Confirmation Form for a Legal Entity (Including the organization of the financial market) and a Foreign Organization without Formation of a Legal Entity, as well as Beneficiaries and (or) Persons Controlling them
• [07.06.2023 8:30] Tax Residence Confirmation Form for Individuals (Including Persons Engaged in Private Practice and Individual Entrepreneurs, Beneficiaries and (or) Persons Directly or Indirectly Controlling them
• [07.06.2023 8:30] Wolfsberg Questionnaire (for Credit Institutions)

Open a securities sub-account with the Settlement Depository

Register a trading and clearing account

E-document Flow System

Clearing Members are obliged to provide a contribution to the Guarantee Fund

When registering a Clearing Member, CC "SPB Clearing" (JSC) also assigns a registration code in the manner set out in the Instruction on the Assignment and Updating of Codes of the Clearing Center